Waukesha County Department of Social Services v. C.E.W.

Wisconsin Supreme Court
124 Wis.2d 47, 368 N.W.2d 47, 1985 Wisc. LEXIS 2380 (1985)
ELI5:

Rule of Law:

In Wisconsin, involuntary parental rights termination proceedings are bifurcated: a jury determines only whether statutory grounds have been proven by clear and convincing evidence, without considering the child's best interests, while the court exclusively makes the dispositional decision based on the child's best interests; a guardian ad litem representing the child holds full adversarial participatory rights at the fact-finding stage, including sharing peremptory challenges and making opening/closing statements.


Facts:

  • The Waukesha County Department of Social Services (County) filed a petition requesting the involuntary termination of parental rights of C.E.W., the natural father, to his three minor male children, all under eight years old.
  • The natural mother's parental rights had already been terminated.
  • The County’s petition alleged two grounds for termination: continuing need of protection or services, and parental noninvolvement (abandonment).
  • C.E.W. contested the petition, and a guardian ad litem was appointed to represent the children.
  • C.E.W. requested a jury trial for the termination proceedings.

Procedural Posture:

  • The Waukesha County Department of Social Services filed a petition in circuit court for Waukesha County (trial court) requesting the involuntary termination of parental rights of C.E.W.
  • C.E.W. requested a jury trial.
  • During the trial, the circuit court instructed the jury that it determines whether parental rights are terminated and restricted the guardian ad litem's participation (preventing peremptory strikes and opening/closing statements).
  • The jury returned a verdict finding that grounds for termination of parental rights had not been proven.
  • The circuit court dismissed the County's petition.
  • The County appealed the circuit court's judgment to the court of appeals (intermediate appellate court).
  • The court of appeals certified the case to the Supreme Court of Wisconsin (highest court) for review.

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Issue:

1. Did the circuit court err by instructing the jury in a parental rights termination proceeding that the jury determines whether parental rights are terminated, rather than limiting the jury's role to finding the facts establishing grounds for termination? 2. Does the "best interests of the child" standard apply to the fact-finding stage of a parental rights termination proceeding? 3. Did the circuit court err in refusing to allow the guardian ad litem for the children to exercise peremptory jury strikes and to present opening and closing statements to the jury during the fact-finding stage? 4. Did the circuit court err in instructing the jury that the same five-sixths of jurors must agree on all independent verdict questions concerning different children and different grounds for termination?


Opinions:

Majority - Shirley S. Abrahamson, J.

1. Yes, the circuit court erred in instructing the jury that it, the jury, determines whether parental rights are terminated. Wisconsin's statutory scheme (sec. 48.424(3)) clearly bifurcates termination proceedings: the jury's role at the fact-finding stage is solely to decide if grounds for termination have been proven, while the court alone decides the disposition, including the ultimate termination of rights. The jury instructions strongly implied the jury was making the termination decision, which is a misstatement of law. Though the County waived objection to the instructions, the Supreme Court exercised its discretionary power under sec. 751.06 to review the error because it related to a pivotal legal issue and constituted a probable miscarriage of justice. 2. No, the "best interests of the child" standard does not apply at the fact-finding stage of a parental rights termination proceeding. While sec. 48.01(2) states that the best interests of the child shall be of paramount consideration, specific statutes (secs. 48.424(3) and 48.426(2)) limit this standard to the dispositional stage. At the fact-finding stage, the fact-finder (jury) only determines if statutory grounds for termination exist, without considering the child's best interests. 3. Yes, the circuit court erred in refusing to allow the guardian ad litem to exercise peremptory strikes and to present opening and closing statements to the jury. The procedural rules in chs. 756 and 805, which govern termination proceedings, treat the child and their guardian ad litem as parties entitled to full participation. Under sec. 805.08(3), the guardian ad litem should have been permitted to share in the County's peremptory challenges. Furthermore, under sec. 805.10, the guardian ad litem, as a representative with an interest in the facts, has a right to argue the facts to the jury at the fact-finding stage, as their advocacy contributes to the elucidation of truth, provided they do not invoke the best interests of the child in their arguments. 4. Yes, the circuit court erred in instructing the jury concerning the five-sixths verdict rule. The pattern jury instruction, which suggested that the same ten jurors should concur in all answers, was inappropriate because the six verdicts (one for each child, one for each ground) were independent of each other. The requirement of unanimity across independent verdicts has no logical reason, though the court did not determine if this error was prejudicial given the reversal on other grounds.



Analysis:

This case fundamentally clarifies the procedural and substantive legal framework for involuntary parental rights termination in Wisconsin, emphasizing the strict bifurcation of fact-finding and disposition. It reinforces the paramount importance of accurate jury instructions, particularly in cases involving fundamental parental rights, and significantly strengthens the role of the guardian ad litem as an active advocate for the child's interests during the critical fact-finding stage. The ruling ensures that the state’s “awesome power” to terminate parental rights is exercised under precise statutory procedures, requiring clear proof of grounds before the child's best interests become the sole determinant of disposition.

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