United States v. Connelly

Court of Appeals for the Fifth Circuit
23-50312, Document: 98-1, Page: 1, Date Filed: 08/28/2024 (2024)
ELI5:

Rule of Law:

The Second Amendment protects a sober individual's right to possess firearms, even if they are an occasional or past unlawful user of a controlled substance, because historical regulations only supported disarming individuals who were presently intoxicated or demonstrably dangerous. While bans on firearm possession by presently intoxicated persons are facially constitutional, disarming sober individuals solely based on prior substance use is not consistent with historical firearms regulation.


Facts:

  • On December 28, 2021, El Paso police officers responded to a report of shots fired at the home of Paola Connelly and her husband, John.
  • Upon arriving at the scene, officers observed John Connelly at their neighbor’s door firing a shotgun.
  • After arresting John Connelly, officers spoke with Paola Connelly, who disclosed that she would at times smoke marijuana as a sleep aid and for anxiety.
  • A subsequent sweep of the Connelly home revealed drug paraphernalia and several unsecured firearms and ammunition, including a pistol owned by Paola Connelly.
  • There was no indication that Paola Connelly was intoxicated at the time she spoke with the officers.

Procedural Posture:

  • Paola Connelly was indicted by a grand jury on two charges: (1) violating 18 U.S.C. § 922(g)(3) for possessing firearms and ammunition as an unlawful user of a controlled substance, and (2) violating 18 U.S.C. § 922(d)(3) for providing firearms and ammunition to an unlawful user of a controlled substance.
  • Paola Connelly filed a motion to dismiss her indictment in the United States District Court for the Western District of Texas (trial court), arguing that New York State Rifle & Pistol Association, Inc. v. Bruen, 597 U.S. 1 (2022) rendered §§ 922(g)(3) and 922(d)(3) unconstitutional.
  • The District Court initially denied Paola Connelly's motion to dismiss.
  • After the United States Court of Appeals for the Fifth Circuit (intermediate appellate court) issued United States v. Rahimi, 61 F.4th 443 (5th Cir. 2023), Paola Connelly filed a motion to reconsider her motion to dismiss.
  • The District Court then granted Paola Connelly's motion, finding §§ 922(g)(3) and 922(d)(3) facially unconstitutional and § 922(g)(3) unconstitutional as applied to her.
  • The government (United States of America), as the plaintiff-appellant, timely appealed the District Court's decision to the United States Court of Appeals for the Fifth Circuit (intermediate appellate court); Paola Connelly was the defendant-appellee.

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Issue:

1. Does the Second Amendment, as interpreted by Bruen and Rahimi 2024, render 18 U.S.C. § 922(g)(3) unconstitutional as applied to a non-violent, sober individual who occasionally uses marijuana? 2. Are 18 U.S.C. § 922(g)(3) and § 922(d)(3) facially unconstitutional under the Second Amendment, meaning they are unconstitutional in all their applications?


Opinions:

Majority - Kurt D. Engelhardt

Yes, the Second Amendment, as interpreted by Bruen and Rahimi 2024, renders 18 U.S.C. § 922(g)(3) unconstitutional as applied to a non-violent, sober individual who occasionally uses marijuana. No, 18 U.S.C. § 922(g)(3) and § 922(d)(3) are not facially unconstitutional because there are circumstances where they are valid. The court applied the two-step framework for Second Amendment challenges established in New York State Rifle & Pistol Association, Inc. v. Bruen (2022) and clarified by United States v. Rahimi (2024). The first step asks whether the Second Amendment’s plain text covers an individual’s conduct, which the court found it does for Paola Connelly as a member of “the people” with a presumptive right to bear arms. The second step requires the government to demonstrate that the challenged regulation is consistent with the nation’s historical tradition of firearm regulation, showing 'relevantly similar' historical precursors that share a comparable 'why' (the problem addressed) and a comparable 'how' (the burden imposed). Regarding Paola Connelly’s as-applied challenge to § 922(g)(3), the court rejected the government's proffered historical analogues: 1. Laws disarming the mentally ill: The court found that historical restrictions on the mentally ill pertained to severe mental incapacitation, often warranting confinement, which is not comparable to a sober, occasional marijuana user. Historical tradition also allowed for the restoration of rights upon recovery, indicating a focus on present, severe impairment, not past conditions. 2. Laws disarming 'dangerous' individuals: The government's examples, such as disarming political dissidents (e.g., English Loyalists, Catholics) during periods of conflict or the English Militia Act of 1662 (used to disarm political opponents), addressed threats of political insurrection or societal upheaval. The 'why' behind these historical laws was not 'relevantly similar' to disarming a non-violent, occasional drug user. 3. Intoxication laws: While acknowledging the Founders' understanding of the dangers of presently intoxicated individuals handling firearms, historical laws primarily focused on preventing weapon misuse while actively under the influence or disciplining militia members. The court found no Founding-era tradition of disarming ordinary citizens for habitual drunkenness when sober, nor do a few post-Reconstruction laws banning carrying while drunk establish a broad historical tradition for disarming sober individuals based on past use. The court noted that 'unlawful user' under § 922(g)(3) extends to individuals not presently intoxicated, and can infer 'current use' from a conviction within the past year, which imposes a far greater burden than historical laws supported. Therefore, the court concluded that § 922(g)(3) as applied to Paola Connelly imposes a greater burden on her Second Amendment rights than our history and tradition of firearms regulation can support, as it bans all possession for an 'unlawful user' even when sober, based on past or occasional use. However, the court reversed the District Court’s finding that §§ 922(g)(3) and 922(d)(3) are facially unconstitutional. A facial challenge requires demonstrating that 'no set of circumstances exists under which the Act would be valid.' The court found that historical intoxication laws support the constitutionality of banning presently intoxicated persons from carrying weapons, providing at least some valid applications for § 922(g)(3). Similarly, § 922(d)(3), which prohibits transferring firearms to an unlawful user, is a straightforward extension, as prohibiting transfer to a presently intoxicated individual would also be constitutional. Thus, the facial challenges failed.



Analysis:

This case significantly refines the application of the Bruen/Rahimi historical test to federal firearms prohibitions concerning drug users, establishing a crucial distinction between present intoxication and past usage. It reinforces that the government bears a heavy burden to demonstrate historical analogues that match both the 'why' (purpose) and 'how' (burden) of a modern regulation. The ruling implies that other categories of prohibited persons under federal law, particularly those whose disqualification is not tied to an immediate, demonstrable threat or a well-established historical analogue, may also face constitutional challenges. This decision will likely prompt further judicial scrutiny of federal firearm regulations through the lens of historical consistency.

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