State v. Lumpkin

Missouri Court of Appeals
1993 WL 88281, 1993 Mo. App. LEXIS 442, 850 S.W.2d 388 (1993)
ELI5:

Rule of Law:

A defendant is entitled to a jury instruction on the defense of premises only when there is evidence to support an objectively reasonable belief that an intruder is attempting to unlawfully enter to commit a felony, such as burglary. A defendant's subjective belief, without an evidentiary basis, is insufficient to warrant the instruction.


Facts:

  • On October 25, 1989, undercover police officer Herbert Robinson purchased crack cocaine from a woman at a house located at 5840 Wabash.
  • A week later, on November 2, 1989, Robinson returned to the house to make a second drug purchase to verify it was still a 'drug house' before a tactical team executed a search warrant.
  • Robinson, wearing civilian clothes with a concealed gun and radio transmitter, knocked on the door.
  • Michael Lumpkin answered the door holding a gun. Robinson asked to buy a '$20 rock'.
  • Another man, Tony Barrett, came to the door, yelled at Robinson, pushed him, and then struck him with his fist.
  • While Robinson was still on the porch and had not drawn his weapon, Lumpkin shot him in the shoulder.
  • After the shooting, Lumpkin fled out the back of the house and discarded the gun in the backyard.

Procedural Posture:

  • Michael Lumpkin was charged with first-degree assault and armed criminal action in a Missouri trial court.
  • At trial, Lumpkin's request for a jury instruction on defense of premises was denied, though an instruction on self-defense was given.
  • The jury found Lumpkin guilty on both counts.
  • The trial court sentenced Lumpkin, as a prior and persistent offender, to consecutive prison terms of twenty and ten years.
  • Lumpkin filed a Rule 29.15 motion for postconviction relief, claiming ineffective assistance of counsel, which the motion court denied without a hearing.
  • Lumpkin appealed both his convictions from the jury trial and the denial of his postconviction motion to the Missouri Court of Appeals, Western District.

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Issue:

Did the trial court err in refusing to submit a defense of premises jury instruction when the defendant's subjective belief that the victim was attempting to commit a burglary was not supported by objectively reasonable evidence?


Opinions:

Majority - Breckenridge, J.

No, the trial court did not err in refusing to submit the defense of premises instruction. A defendant is only entitled to this instruction if their belief that a person is attempting to commit burglary is objectively reasonable. Lumpkin testified to his subjective belief that Robinson intended to burglarize the house, but the evidence did not support such a belief. Robinson had not threatened Lumpkin, had not indicated any intention to enter the premises, and, according to Lumpkin's own testimony, had not moved from the spot where he was standing on the porch. The defense of premises requires evidence that the defendant reasonably believed deadly force was necessary to prevent what they reasonably believed was an attempt to commit burglary. Lumpkin's subjective fear, without any corresponding actions by Robinson to indicate an attempted entry, fails to meet the quantum of proof necessary to inject the issue.



Analysis:

This decision clarifies the standard for the defense of premises justification in Missouri, establishing that it requires an objectively reasonable belief of an imminent unlawful entry for a felonious purpose. By likening defense of premises to 'accelerated self-defense,' the court emphasizes that the perceived threat must be based on tangible evidence, not just the defendant's internal fear. This ruling raises the bar for defendants seeking this instruction, preventing its use in situations where a victim's actions are ambiguous and do not clearly signal a threat of burglary. It solidifies the distinction between a defendant's subjective state of mind and the objective reality of the situation as viewed by a reasonable person.

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