State v. Clopten

Utah Supreme Court
645 Utah Adv. Rep. 51, 2009 UT 84, 223 P.3d 1103 (2009)
ELI5:

Sections

Rule of Law:

Expert testimony regarding the reliability of eyewitness identification should be routinely admitted in cases involving the identification of strangers where specific factors affecting accuracy, such as stress or weapon focus, are present.


Facts:

  • Tony Fuailemaa was shot and killed outside a Salt Lake City nightclub following a rap concert.
  • Police pursued a vehicle leaving the scene and arrested Deon Clopten, who was driving, along with three other passengers.
  • Clopten claimed that another passenger, Freddie White, was the actual shooter.
  • The State lacked forensic evidence, such as fingerprints or DNA, linking Clopten to the murder weapon.
  • The prosecution's case relied heavily on the testimony of two eyewitnesses, Pantoja and Valdez, who identified Clopten as the shooter.
  • The shooting occurred at night under chaotic circumstances involving high stress, the presence of a weapon, and cross-racial identification issues.
  • The defense attempted to call Dr. Dodd, an expert on eyewitness memory, to explain how factors like 'weapon focus' and stress can distort identification accuracy.
  • Dr. Dodd intended to testify that an eyewitness's confidence in their identification does not necessarily correlate with their accuracy.

Procedural Posture:

  • The State charged Clopten with first-degree murder in the district court.
  • The district court granted the State's motion to exclude the defense's expert witness on eyewitness identification.
  • The jury convicted Clopten of first-degree murder.
  • Clopten appealed the conviction to the Utah Court of Appeals.
  • The Utah Court of Appeals affirmed the conviction but invited the Supreme Court to revisit the issue.
  • Clopten petitioned the Utah Supreme Court for certiorari review.

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Issue:

Does a trial court abuse its discretion by excluding expert testimony regarding the reliability of eyewitness identification when the prosecution's case rests primarily on the uncorroborated identification of a stranger?


Opinions:

Majority - Chief Justice Durham

Yes, the exclusion of the expert testimony was an abuse of discretion. The Court reasoned that decades of empirical research demonstrate that potential flaws in eyewitness identification are not a matter of common sense to the average juror. The Court found that the traditional reliance on cautionary jury instructions (the 'Long instruction') is ineffective at educating jurors about counterintuitive memory phenomena, such as the weak correlation between witness confidence and accuracy. Therefore, under Utah Rule of Evidence 702, expert testimony is reliable and helpful—and thus admissible—in cases where the identification of a stranger is central to the prosecution.


Concurring-in-part-and-dissenting-in-part - Associate Chief Justice Durrant

Yes, the conviction should be reversed, but the majority's new rule is too rigid. Justice Durrant agreed that the prior presumption against expert testimony was incorrect but argued that the majority went too far by effectively stripping trial courts of their discretion. He reasoned that trial judges should conduct a standard Rule 702 analysis for eyewitness experts case-by-case, rather than being mandated to admit such testimony in all stranger-identification cases.



Analysis:

This decision marks a significant jurisprudential shift in how courts handle eyewitness evidence, moving away from the assumption that juries understand memory fallibility through common sense or judicial instructions. By effectively mandating the admission of expert testimony in stranger-identification cases, the court acknowledges scientific consensus that memory is malleable and often unreliable under stress. This ruling places a higher burden on the prosecution in cases lacking physical evidence, as they must now contend with expert rebuttal of their eyewitnesses.

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