Reckis v. Johnson & Johnson
471 Mass. 272, 28 N.E.3d 445 (2015)
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Rule of Law:
Federal law does not preempt a state law failure-to-warn claim against an over-the-counter (OTC) drug manufacturer where there is no 'clear evidence' that the FDA would have rejected the specific warning proposed by the plaintiffs, and a pharmacologist may testify as an expert on specific medical causation if sufficiently qualified and their methodology is reliable.
Facts:
- In November 2003, seven-year-old Samantha T. Reckis developed a fever and sinus congestion.
- Richard Reckis purchased Children's Motrin, an OTC ibuprofen, and administered two doses to Samantha on November 28 after reading the warning label.
- On November 29, Samantha woke with redness, a rash on her chest and neck, and a sore throat; Richard administered a third dose of Children's Motrin.
- Richard and Lisa Reckis took Samantha to her pediatrician, who opined she had measles and told them to continue Motrin three times a day, leading Lisa to give a fourth dose.
- On November 30, Samantha's body was covered in blisters, she could not open her eyes or mouth, and her lips were bleeding; she was taken to Jordan Hospital where she received a fifth dose of ibuprofen.
- Samantha was transferred to Massachusetts General Hospital (MGH) and then Shriners Hospitals for Children, where she was diagnosed with toxic epidermal necrolysis (TEN), a life-threatening skin disorder.
- Samantha was placed in a medically induced coma for about a month, hospitalized for six months, suffered heart and liver failure, a stroke, seizures, and a cranial hemorrhage.
- Samantha suffered permanent injuries including legal blindness, reduced lung capacity (precluding pregnancy), chronic lung problems, impaired short-term memory, inability to drive, and lifelong dependence on others for daily assistance.
Procedural Posture:
- Plaintiffs Lisa, Richard, and Samantha T. Reckis filed a civil action against Johnson & Johnson and McNeil-PPC, Inc. in the Superior Court Department in January 2007.
- The plaintiffs filed an amended complaint on December 14, 2012, alleging negligence, breach of warranty, failure to warn, violation of G. L. c. 93A, loss of consortium, and negligent infliction of emotional distress.
- Prior to trial, defendants filed a motion for summary judgment and a motion in limine, both claiming federal preemption of the failure-to-warn claim, which the trial judge denied.
- The trial judge also denied defendants' motion in limine seeking to exclude Randall Tackett, Ph.D.'s expert opinion testimony on causation.
- The case was tried before a jury in January and February 2013, where the jury found that Samantha's ingestion of Children's Motrin caused her TEN, that both defendants negligently failed to provide adequate warnings causing harm, and that Lisa and Richard suffered loss of consortium.
- The jury awarded Samantha $50 million in compensatory damages and $6.5 million to each parent for loss of consortium.
- Following trial, defendants filed motions for judgment notwithstanding the verdict, a new trial, and remittitur, renewing their preemption and expert qualification arguments and challenging the damages as excessive; the judge denied all motions.
- Defendants filed a timely appeal in the Appeals Court, and the Supreme Judicial Court granted applications for direct appellate review.
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Issue:
Does the Food, Drug, and Cosmetic Act (FDCA) preempt a state law failure-to-warn claim against an over-the-counter (OTC) drug manufacturer when the FDA rejected a citizen petition proposing certain warnings but did not explicitly reject the specific warning advocated by the plaintiffs, and is a pharmacologist qualified to offer expert testimony on specific medical causation for a severe adverse drug reaction?
Opinions:
Majority - Botsford, J.
No, the Food, Drug, and Cosmetic Act (FDCA) did not preempt the plaintiffs' failure-to-warn claim because there was no 'clear evidence' that the FDA would have rejected the specific warning of 'life-threatening disease' as proposed by the plaintiffs, distinct from the specific disease names the FDA had rejected. Additionally, the trial court did not abuse its discretion in qualifying a pharmacologist to testify on specific medical causation, nor were the damages excessive. The court first clarified that 21 U.S.C. § 379r(e), a savings clause for product liability law, only prevents express preemption of state claims under § 379r(a) for OTC drugs but does not preclude ordinary conflict preemption principles. Applying the Supreme Court's standard from Wyeth v. Levine, conflict preemption occurs only where there is 'clear evidence' that the FDA would not have approved a label change. The FDA's formal response to a 2005 citizen petition explicitly rejected adding the specific disease names 'SJS' or 'TEN' to OTC ibuprofen labels due to consumer unfamiliarity, which constitutes 'clear evidence' that a claim based on failing to warn of these diseases by name would be preempted. However, the FDA did not explicitly reject or provide reasoning for declining to require a warning about the general 'risk of life-threatening diseases,' a proposal distinct from the specific disease names. The court emphasized the 'changes being effected' (CBE) regulation (21 C.F.R. § 314.70(c)(6)(iii)(A)), which allows manufacturers to strengthen warnings upon filing a supplemental application without prior FDA approval. Absent 'clear evidence' of FDA rejection for a warning about 'life-threatening diseases,' the court found no impossibility for defendants to comply with both state and federal requirements. The court also concluded it was 'very slim' that the jury based its verdict on the preempted theory given Richard's unfamiliarity with SJS/TEN and counsel's explicit statement during closing arguments. Regarding expert testimony, the court reiterated that medical causation requires expert opinion and that a witness is qualified if they have 'sufficient education, training, experience and familiarity' with the subject. Dr. Randall Tackett, a professor of pharmacology and toxicology with relevant degrees, publications, and teaching experience, was found qualified despite lacking a medical degree. His expertise in how drugs are metabolized, absorbed, distributed, and cause adverse effects, coupled with experience reviewing medical records, supported his qualification to opine on specific medical causation. His 'dose opinion' (that Samantha would not have developed TEN if she had not received the doses after her rash appeared) was supported by general pharmacological tenets and scientific literature indicating that prompt withdrawal of causative drugs improves prognosis for SJS/TEN. Criticisms of the opinion's basis were deemed to affect its weight, not admissibility, as the defendants had ample opportunity for cross-examination. Finally, concerning damages, the court affirmed that an award stands unless it was an abuse of discretion, 'greatly disproportionate to the injury proven,' or indicative of a miscarriage of justice. The defendants' arguments regarding specific categories of Samantha's damages (future medical expenses, earning capacity) were deemed waived due to failure to request itemization or challenge evidence sufficiency via a directed verdict motion. Even if not waived, the court found ample evidence for substantial pain and suffering due to Samantha's severe, extensive, and permanent injuries, including 95% skin loss, coma, organ failure, stroke, seizures, legal blindness, severe lung impairment, and lifelong dependence. The substantial awards for Lisa and Richard Reckis for loss of consortium were also upheld, as evidence showed Samantha's severe and permanent injuries rendered her dependent on them, significantly restructuring their lives in a manner justifying the awards. The court rejected the argument that the awards were punitive, noting the clear jury instructions against such.
Analysis:
This case significantly clarifies the application of federal conflict preemption to state failure-to-warn claims for over-the-counter drugs, reinforcing the demanding 'clear evidence' standard from Wyeth v. Levine. It distinguishes between explicit FDA rejection of specific scientific terms and a lack of explicit rejection for more general warnings, underscoring the importance of the 'changes being effected' (CBE) regulation in allowing manufacturers to unilaterally strengthen warnings. The ruling also broadens the scope of permissible expert testimony on specific medical causation, affirming that highly qualified pharmacologists can provide such opinions, even without a medical degree, if their expertise and methodology are relevant and reliable. The substantial damages awarded highlight the judiciary's deference to jury findings in cases of severe personal injury and the profound impact of such injuries on a child and their family.
