Kim Cook v. Gary Chartrand
2015 U.S. App. LEXIS 11671, 2015 WL 4086148, 792 F.3d 1294 (2015)
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Rule of Law:
State laws and policies that infringe upon non-fundamental rights or create classifications not based on a protected class are constitutional under the Fourteenth Amendment's Due Process and Equal Protection Clauses if they are rationally related to a legitimate governmental purpose.
Facts:
- In 2011, the Florida legislature enacted the Student Success Act, establishing new requirements that at least 50 percent of a public school teacher's performance evaluation must be based on student learning growth data from statewide assessments.
- The Act tasked the Florida Commissioner of Education with approving a formula (known as the FCAT value-added model or 'FCAT VAM') to measure individual student learning growth on the Florida Comprehensive Assessment Test (FCAT).
- The FCAT VAM was designed to provide evaluation scores for 'Type A' teachers (English grades 4-10, Math grades 4-8) whose students had FCAT scores from at least two years.
- For 'Type B' teachers (grades 4-10, non-FCAT subjects) and 'Type C' teachers (grades below 4 or above 10, or non-testing students), the Act instructed school districts to select an 'equally appropriate formula' for measuring student learning growth.
- Most school districts, including the three defendant school districts (Alachua, Escambia, and Hernando Counties), lacked the resources to develop alternative assessments or statistical models for Type B and C teachers.
- In the absence of an alternative formula, Type B teachers' evaluations were based on FCAT VAM scores derived from their students' FCAT scores in English and Math, even though these teachers did not teach those subjects.
- In the absence of an alternative formula, Type C teachers' evaluations were based on school-wide FCAT VAM scores derived from the FCAT scores of students whom the Type C teachers did not teach.
- Kim Cook, Bethann Brooks, Emily Jefferis, Cathy McConnell, Shauna Paedae, Janine Plavac, Catherine Boehme, and three teacher associations (Alachua County Education Association, Hernando Classroom Teachers Association, Escambia Education Association) are teachers and associations representing teachers in Florida public schools.
Procedural Posture:
- Plaintiffs (seven Florida public school teachers and three local teacher associations) filed a lawsuit against the school districts of Alachua, Escambia, and Hernando Counties, and officials from the Florida Commissioner of Education and State Board of Education, challenging the Student Success Act and its implementation under the Due Process and Equal Protection Clauses of the Fourteenth Amendment in the United States District Court for the Northern District of Florida.
- The district court determined that the plaintiffs had standing because they alleged a concrete risk of reduced future income.
- The district court granted the defendants' motion to dismiss the complaint's facial challenge to the Student Success Act, finding that the Florida legislature had a rational basis for enacting the evaluation scheme.
- The district court allowed the plaintiffs' as-applied claims to proceed.
- The district court later granted the defendants summary judgment on the as-applied claims, holding that the evaluation policies implemented under the Act were justified by a rational basis.
- Plaintiffs appealed the district court’s order to the United States Court of Appeals for the Eleventh Circuit.
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Issue:
Does Florida's Student Success Act, and its implementation by state and district defendants through teacher evaluation policies that use FCAT VAM scores for teachers of non-FCAT courses, violate the Fourteenth Amendment's Due Process and Equal Protection Clauses by failing to be rationally related to a legitimate governmental purpose?
Opinions:
Majority - Jill Pryor
No, Florida's teacher evaluation policies, which use FCAT VAM scores for teachers of non-FCAT courses, do not violate the Fourteenth Amendment's Due Process and Equal Protection Clauses because they are rationally related to the legitimate governmental purpose of improving student academic performance. The court applied rational basis review, which requires a law to be upheld if "there is any reasonably conceivable state of facts that could provide a rational basis for it," even if the rationale is tenuous or unsupported by evidence. The burden is on the challenger to negate every conceivable basis. The defendants justified the policies as rationally related to the Student Success Act's purpose of "increasing student academic performance by improving the quality of instructional, administrative, and supervisory services." The court found it rational to believe that: (1) a teacher can improve student performance through their presence in a school, and (2) the FCAT VAM can measure those school-wide performance improvements. Furthermore, tying teacher evaluation and compensation to FCAT VAM scores could incentivize teachers to pursue more school-wide improvements. The court distinguished Debra P. v. Turlington and Armstead v. Starkville Mun. Separate Sch. Dist., noting those cases involved tests incapable of furthering a legitimate state objective, whereas here, the FCAT VAM could rationally be believed to measure some marginal impact teachers have on students or the overall school environment.
Analysis:
This case significantly reinforces the highly deferential standard of rational basis review for challenges to state educational policies that do not infringe upon fundamental rights or target suspect classifications. It establishes that courts will uphold such policies if the state can articulate any plausible, even if unsubstantiated, link between the policy and a legitimate governmental interest, such as improving student academic performance. The ruling suggests that proving a policy's practical ineffectiveness or perceived unfairness is insufficient; plaintiffs must instead negate every conceivable rational justification. This precedent makes it challenging for teachers to mount successful constitutional challenges against standardized testing-based evaluation systems, highlighting the judiciary's reluctance to intervene in educational policy decisions left to the democratic process, even when they lead to arguably unfair outcomes.
