In re County of Erie
473 F.3d 413 (2007)
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Rule of Law:
Communications between a government attorney and a public official are protected by the attorney-client privilege, even if they include recommendations on policy, so long as the predominant purpose of the communication is to render or solicit legal advice.
Facts:
- Erie County had a written policy of subjecting every detainee who entered its holding facilities to an invasive strip search.
- This policy was applied to all detainees without regard to individualized suspicion or the offense alleged.
- An Assistant Erie County Attorney, who lacked formal policymaking authority, communicated with County officials via email regarding this strip search policy.
- The emails reviewed the relevant law, assessed the legality of the County’s existing policy under the Fourth Amendment, and discussed potential liability.
- The attorney's emails also recommended alternative search policies designed to comply with constitutional requirements.
- Furthermore, the communications provided guidance on implementing and monitoring these new policy changes.
Procedural Posture:
- Adam Pritchard and other plaintiffs filed a class action lawsuit against Erie County and its officials in the U.S. District Court for the Western District of New York.
- During discovery, the County withheld certain emails, asserting attorney-client privilege.
- Plaintiffs filed a motion to compel production of the withheld documents.
- After an in camera review, a Magistrate Judge ordered the County to produce ten emails, finding they ventured into non-privileged policymaking.
- The County objected to the Magistrate Judge's order, but the District Court Judge, after its own review, overruled the objections and affirmed the production order.
- The County then petitioned the U.S. Court of Appeals for the Second Circuit for a writ of mandamus to vacate the District Court's production order.
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Issue:
Does the attorney-client privilege protect communications between a government lawyer and public officials that assess the legality of a government policy and recommend alternative policies, when the predominant purpose of the communication is to provide legal advice?
Opinions:
Majority - Jacobs, Chief Judge
Yes. The attorney-client privilege protects communications between government counsel and public officials even when they include policy recommendations, provided the predominant purpose of the communication is to render or solicit legal advice. The court found that advising on how to craft a policy that complies with legal obligations is the essence of legal advice, not separate, non-privileged policy advice. The court adopted the 'predominant purpose' test, reasoning that legal advice necessarily involves interpreting law to guide future conduct, which can include recommending policy changes, discussing alternatives, and overseeing implementation to ensure legal compliance. The public interest is served by encouraging government officials to seek candid legal advice to ensure their actions and policies conform to the law. Therefore, the lower court erred in concluding that the emails were not privileged simply because they proposed policy changes and discussed their implementation.
Analysis:
This case clarifies the scope of the governmental attorney-client privilege in the Second Circuit by formally adopting the 'predominant purpose' test. It establishes that legal advice is not stripped of its privileged status merely because it is intertwined with policy recommendations aimed at achieving legal compliance. The decision provides greater certainty for government lawyers and officials, encouraging more open communication about the legality of public policies without fear of disclosure in litigation. This ruling strengthens the privilege in the government context, recognizing that comprehensive legal counsel often involves practical, policy-oriented guidance to navigate complex legal landscapes.

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