Geffner v. Board of Psychology

California Court of Appeal
Certified for Publication, pending reporter information (2024)
ELI5:

Rule of Law:

In California, a psychologist conducting an emergency risk assessment for minors does not violate the American Psychological Association's Ethical Standards by proceeding without both parents' consent if a genuine emergency exists, or by not directly consulting an existing therapist deemed unavailable, provided the assessment's recommendations directly address the identified risks and a duty to warn third parties only arises when harm is shown to be foreseeable and unavoidable.


Facts:

  • Mother and father had two children, Minor S. and Minor N., born in 2004, and separated when the children were nine years old.
  • A family court order granted joint legal custody to both parents, requiring notification of emergency medical treatment to the other parent.
  • In June 2016, mother contacted Dr. Robert Geffner, a licensed clinical psychologist, reporting that she overheard her 12-year-old twin children discussing killing themselves or father three weeks prior, in connection with an upcoming court-ordered visit with father.
  • Mother informed Dr. Geffner that the children's existing therapist, Lori Williams, was going on vacation and unavailable; after Dr. Geffner advised mother to contact Williams, and then referred her to two other unavailable psychologists, Dr. Geffner agreed to collaboratively evaluate the children with Dr. Juhayna Ajami.
  • On July 2, 2016, Dr. Ajami evaluated the children, with mother's consent, but without seeking or obtaining father's consent.
  • During the evaluation, Minor S. disclosed contemplating suicide (stabbing self, jumping off cliff, past self-harm with a knife after a visit with father), and Minor N. disclosed contemplating hiring a hitman to kill father (though plan flawed) and killing himself (by knife or jumping off building if he had to live with father), with both linking these feelings to seeing father.
  • Drs. Geffner and Ajami prepared a Confidential Emergency Psychological Evaluation on July 3-4, recommending the children "cease contact" with father until their risk for self-harm and harm to others was eliminated, and stating that father needed to be informed about the children's feelings about harming him within 24 hours.
  • On July 5, 2016, mother provided Dr. Geffner’s report to the family court and to father; on July 7, father's lawyer informed Dr. Geffner that the evaluation was without father's consent and violated a court order.

Procedural Posture:

  • In July 2017, father filed a consumer complaint with the California Board of Psychology (the Board) against Dr. Robert Geffner.
  • The Board subsequently filed an accusation against Dr. Geffner, charging him with gross negligence, repeated negligent acts, and violations of the American Psychological Association's Ethical Standards, psychology licensing law, or regulations.
  • An administrative hearing was held in August 2021 regarding the accusation.
  • The Board issued a decision effective December 2021, finding Dr. Geffner violated the Ethical Standards in five ways, and consequently revoked his license but stayed the revocation and placed him on five years' probation.
  • Dr. Geffner petitioned the Los Angeles County Superior Court (trial court/court of first instance) for a writ of administrative mandamus to set aside and vacate the Board’s decision.
  • In June 2023, the trial court issued its judgment denying Dr. Geffner's petition, upholding four of the Board's five findings (reversing one finding related to personally assessing children).
  • Dr. Geffner timely appealed the superior court’s judgment to the California Court of Appeal, Second Appellate District (intermediate appellate court), where he is the plaintiff and appellant, and the Board of Psychology is the defendant and respondent.

Locked

Premium Content

Subscribe to Lexplug to view the complete brief

You're viewing a preview with Rule of Law, Facts, and Procedural Posture

Issue:

Does a psychologist violate the American Psychological Association's Ethical Standards when conducting an emergency psychological evaluation of minors by (1) failing to obtain both parents' consent, (2) failing to personally consult the children's existing therapist, (3) making recommendations that arguably extend beyond an immediate risk assessment, or (4) delegating the duty to warn a threatened parent, where the children expressed suicidal and homicidal ideations linked to that parent?


Opinions:

Majority - Edmon, P. J.

No, Dr. Geffner did not violate the American Psychological Association's Ethical Standards as alleged by the Board of Psychology, because a genuine emergency existed, his consultation attempts were reasonable, his report's recommendations were within the scope of an emergency assessment, and the duty to warn was not triggered. The court reversed the trial court's judgment, finding its conclusions unsupported by the evidence or law. Regarding the issue of parental consent (Ethical Standards 3.10 and 9.03), the court found that a "true emergency" existed, contrary to the trial court's determination. It noted that the Board's own expert, Dr. Davidson, characterized the situation as "emergent" and involving "risk factors." The court applied an objective test for an emergency, focusing on whether facts "establish the existence of an exigency of 'so pressing a character that some kind of action must be taken.'" The court reasoned that 12-year-old children expressing persistent suicidal and homicidal ideations tied to an upcoming visit with a parent clearly presented an emergency. The delay in evaluation was due to mother's attempts to find other therapists and Dr. Geffner's coordination, not a lack of exigency. The family court order requiring notification of emergency medical treatment to the other parent after treatment did not mandate prior consent from both parents for an emergency assessment. On the failure to consult the children's therapist (Ethical Standard 3.09), the court emphasized the standard's language: "When indicated and professionally appropriate." This language grants psychologists professional judgment and discretion. The Board's expert, Dr. Davidson, incorrectly asserted that consultation is always required, effectively ignoring the discretionary modifiers in the standard. Dr. Geffner's reliance on mother's representation of the therapist's unavailability, in an emergency focused on risk, was deemed within professional judgment given the standard's wording. As to exceeding the scope of an emergency risk assessment, the court disagreed with the finding that Dr. Geffner's recommendation for "no contact with father" constituted a long-term custody recommendation. The court reasoned that this recommendation was a direct expression of his medical opinion that contact with father was the trigger for the children's suicidal and homicidal ideations, and thus, eliminating this contact was essential to mitigate immediate risk. This was substantively no different from stating an imminent risk if the children saw their father, and was therefore within the bounds of an emergency assessment focused on safety. Finally, concerning the alleged delegation of a duty to warn father (Ethical Standard 3.04), the court found no violation. Ethical Standard 3.04 requires taking "reasonable steps to avoid harming" and "to minimize harm where it is foreseeable and unavoidable." Minor N.'s specific threat (hiring an out-of-state hitman, abandoned due to flaws) was not shown to represent "foreseeable or unavoidable" harm. Drs. Roeder, Ajami, and Geffner agreed there was no realistic risk if the children had no contact with father. Dr. Davidson's interpretation, requiring warning regardless of foreseeability, was deemed inconsistent with the standard's plain language. Furthermore, the court found no duty to warn under Tarasoff v. Regents of University of California, as there was no evidence that either child posed a serious danger of violence to father. Dr. Geffner's report merely stated father "had to be told" of the feelings, not that mother was obligated to do so, and this was important for father as a parent with joint legal custody to understand the children's distress, not because of an imminent threat.



Analysis:

This case significantly clarifies the interpretation and application of several APA Ethical Standards in California, particularly for psychologists conducting emergency evaluations in complex family dynamics involving child custody. It establishes a broad interpretation of "emergency" in mental health contexts, distinguishing it from an "on-the-spot" hospitalization requirement, and reinforces that a psychologist's professional judgment is critical when determining the need for dual parental consent or consultation with other professionals. Furthermore, the ruling delineates the appropriate scope of emergency assessment reports, ensuring that recommendations aimed at mitigating immediate risk are not misconstrued as long-term custody directives, and solidifies the 'foreseeable and unavoidable harm' threshold for triggering a duty to warn, providing crucial guidance for future cases involving threats of violence.

🤖 Gunnerbot:
Query Geffner v. Board of Psychology (2024) directly. You can ask questions about any aspect of the case. If it's in the case, Gunnerbot will know.
Locked
Subscribe to Lexplug to chat with the Gunnerbot about this case.