Cabiroy v. Scipione

Superior Court of Pennsylvania
2001 Pa. Super. LEXIS 77, 767 A.2d 1078, 2001 Pa. Super. 29 (2001)
ELI5:

Rule of Law:

Under Pennsylvania law, a physician's violation of FDA statutes prohibiting the distribution of adulterated or misbranded medical devices constitutes negligence per se, as these statutes are intended to protect individual patients from the harm of unapproved treatments.


Facts:

  • In 1989, the Appellant doctor treated the Appellee for a nasal deformity.
  • The doctor administered injections of liquid silicone into the Appellee's nose to improve its cosmetic appearance.
  • The doctor had obtained the liquid silicone from a deceased colleague in an unsealed, non-sterile, 8-ounce glass bottle that lacked a manufacturer's label.
  • At the time of treatment, the FDA classified liquid injectable silicone as a Class III device and had never approved it for injection into humans.
  • The doctor advised the Appellee that the substance was not FDA-approved but administered the injections anyway.
  • Following the procedure, lumps formed on the Appellee's nose.
  • The Appellee required surgery to have the lumps shaved off with a scalpel.

Procedural Posture:

  • Appellee sued Appellant in the trial court for medical malpractice, alleging both negligence and negligence per se.
  • The trial court granted Appellant's motion for non-suit specifically on the issue of negligence per se.
  • The trial court instructed the jury that the FDA had no authority to regulate the practice of medicine.
  • The jury returned a verdict in favor of the Appellant.
  • Appellee filed post-trial motions arguing the court erred in granting the non-suit and giving the jury instruction.
  • The trial court granted the post-trial motions and ordered a new trial.
  • Appellant appealed the order granting a new trial to the Superior Court of Pennsylvania.

Locked

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Issue:

Does a physician's administration of liquid silicone injections, in violation of FDA statutes prohibiting the delivery of unapproved and misbranded devices, constitute negligence per se, and is it error to instruct a jury that the FDA has no authority to regulate the practice of medicine?


Opinions:

Majority - Judge Del Sole

Yes, violating FDA safety statutes regarding medical devices constitutes negligence per se, and the jury instruction regarding FDA authority was erroneous. The court reasoned that negligence per se applies when a statute is designed to prevent a public harm and protect a specific class of individuals. Here, the FDA statutes prohibiting the receipt and delivery of misbranded or adulterated devices (21 U.S.C. § 331) are designed to protect patients receiving drugs or devices from unexpected adverse results. Although the federal statute does not create a private civil cause of action, it establishes the standard of care for state negligence claims. Furthermore, the trial court correctly determined that its previous jury instruction—stating the FDA has 'no authority' to regulate the practice of medicine—was misleading. While doctors have discretion, they do not have absolute freedom to use unapproved, unbranded substances, and the FDA does regulate the approval of devices before they can be used.



Analysis:

This decision clarifies the intersection between federal regulatory standards and state medical malpractice liability. By affirming that violations of the Food, Drug, and Cosmetic Act can serve as the basis for negligence per se claims in state court, the Superior Court established that federal safety standards effectively define the duty of care for physicians regarding unapproved devices. It significantly limits the 'practice of medicine' defense, preventing physicians from claiming absolute autonomy to use unapproved, 'bootleg' substances under the guise of medical judgment. Future cases involving 'off-label' use vs. completely unapproved use will likely turn on this distinction.

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