Application of Hans Hilmer, Gerhard Korger, Rudi Weyer and Walter Aumuller

Court of Customs and Patent Appeals
57 C.C.P.A. 985, 424 F.2d 1108 (1970)
ELI5:

Rule of Law:

The foreign filing date of a U.S. patent, granted for priority purposes under 35 U.S.C. § 119, cannot be used to establish a date of invention 'in this country' under 35 U.S.C. § 102(g) for the purpose of making that invention prior art against another applicant.


Facts:

  • On January 24, 1957, an inventor named Habicht filed a patent application in Switzerland.
  • On July 31, 1957, inventors Hilmer et al. (Hilmer) filed a patent application for a related invention in Germany.
  • On January 23, 1958, Habicht filed a corresponding U.S. patent application.
  • On July 25, 1958, Hilmer filed a corresponding U.S. patent application.

Procedural Posture:

  • Hilmer and Habicht were parties to an interference proceeding (No. 90,218) in the U.S. Patent Office to determine who invented the subject matter of a specific patent claim first.
  • Hilmer conceded priority of the invention of the interference count to Habicht.
  • Subsequently, a patent examiner rejected Hilmer's claims 10 and 16 under 35 U.S.C. § 103 as obvious over the invention defined in the interference count (now Habicht's patent claim) in view of another patent to Wagner.
  • Hilmer appealed the rejection to the Patent Office Board of Appeals, which affirmed the examiner's decision.
  • Hilmer appealed to the Court of Customs and Patent Appeals (in a prior case, Hilmer I), which remanded the case for the Board to clarify its position on the rejection of claims 10 and 16.
  • On remand, the Board of Appeals again affirmed the rejection, holding that Habicht's invention was prior art as of his Swiss filing date by combining 35 U.S.C. § 102(g) and § 119.
  • Hilmer again appealed the Board's decision to the Court of Customs and Patent Appeals.

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Issue:

Does 35 U.S.C. § 119 allow a U.S. patent's foreign 'convention' filing date to be used as the date of invention 'in this country' under 35 U.S.C. § 102(g) to make the subject matter of that patent's claim 'prior art' for a § 103 obviousness rejection?


Opinions:

Majority - Rich, Acting Chief Judge

No, a U.S. patent's foreign filing date cannot be used to establish a prior art date under § 102(g). The court holds that § 119 does not remove the explicit territorial limitation in § 102(g) that an invention must be made 'in this country' to qualify as prior art under that section. The court reasons that § 119 provides a positive right to an applicant—a shield to protect them against intervening patent-defeating events—not a means to create prior art against others—a sword. The court extends its reasoning from Hilmer I, where it rejected a similar attempt to combine § 119 and § 102(e). The legislative history of § 102(g) confirms Congress deliberately inserted the 'in this country' language, and the concept of 'priority' was not intended to modify the statutory definition of 'prior art' under § 103.



Analysis:

This decision, along with its predecessor Hilmer I, firmly establishes that a foreign priority date under § 119 is for priority purposes only and does not create a prior art date against other inventors under either § 102(e) or § 102(g). It reinforces the territorial nature of U.S. patent law, meaning inventive activity outside the U.S. is generally not citable as prior art to defeat another's patent application. This prevents a U.S. patent from having a 'secret' prior art effect dating back to a foreign filing date, which would be unknown to and undiscoverable by other U.S. inventors, thus providing greater certainty in the patent system.

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